Wu, Josephine Yi Shun 胡懿淳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Light & Salt Capital Management Limited | Rep | Asset management | 2014-09-30 | 2015-02-12 | RO | Asset management | 2015-02-12 | 2018-11-30 |
2 | Robeco Hong Kong Limited | Rep | Advising on securities | 2011-06-07 | 2014-05-01 | Rep | Asset management | 2011-06-07 | 2014-05-01 |
3 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Asset management | 2019-03-15 | 2019-05-28 | RO | Advising on securities | 2019-05-28 | 2019-11-14 | RO | Asset management | 2019-05-28 | 2019-11-14 |
4 | YU MING INVESTMENT MANAGEMENT LIMITED | Rep | Dealing in securities | 2009-10-22 | 2011-05-26 | Rep | Advising on corporate finance | 2009-12-16 | 2011-05-26 | Rep | Advising on securities | 2009-12-16 | 2011-05-26 | Rep | Asset management | 2009-12-16 | 2011-05-26 |
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