Xiang, Pinggui 向平貴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2008-09-17 | 2009-02-26 | Rep | Asset management | 2008-09-17 | 2009-02-26 | RO | Advising on securities | 2009-02-26 | 2010-07-11 | RO | Asset management | 2009-02-26 | 2010-07-11 |
| 2 | CNCB (Hong Kong) Capital Limited | RO | Asset management | 2011-08-25 | 2012-01-04 | RO | Advising on securities | 2011-12-23 | 2012-01-04 |
| 3 | Direction Capital Limited | RO | Advising on securities | 2020-05-08 | RO | Asset management | 2020-05-08 |
| 4 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2010-07-16 | 2011-06-27 | RO | Asset management | 2010-07-16 | 2011-06-27 |
| 5 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | RO | Advising on securities | 2010-09-20 | 2011-06-27 | RO | Asset management | 2010-09-20 | 2011-06-27 | RO | Dealing in securities | 2011-01-24 | 2011-06-27 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-01-08 | 2007-10-19 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-01-08 | 2007-10-19 |
| 8 | UCF Asset Management (HK) Limited | RO | Advising on securities | 2012-05-04 | 2018-11-30 | RO | Asset management | 2012-05-04 | 2018-11-30 |
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