Sum, Sandy Kale Chui Po 沈聚寶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNCB (Hong Kong) Capital Limited | Rep | Advising on futures contracts | 2011-07-13 | 2012-09-19 | Rep | Advising on securities | 2011-07-13 | 2012-09-19 | Rep | Asset management | 2011-08-17 | 2012-09-19 |
| 2 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-15 | 2007-01-26 |
| 3 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-04-24 | 2007-10-03 |
| 4 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2007-04-24 | 2007-10-03 |
| 5 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2007-12-07 | 2008-06-14 |
| 6 | VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-12-07 | 2008-06-14 |
| 7 | Well Link International Securities Limited | Rep | Dealing in futures contracts | 2006-08-15 | 2007-01-26 |
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