Ting, Kam Sing 丁淦星
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Hong Kong Capital Asset Management Company Limited | Rep | Asset management | 2015-05-19 | 2015-06-12 | Rep | Dealing in securities | 2015-05-19 | 2015-08-13 | RO | Asset management | 2015-06-12 | 2015-08-13 |
| 2 | CMBC ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2015-12-11 | 2017-03-21 |
| 3 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-09-02 | 2017-03-21 |
| 4 | CNCB (Hong Kong) Capital Limited | Rep | Asset management | 2011-07-14 | 2011-12-31 | RO | Asset management | 2013-08-07 | 2014-07-31 |
| 5 | Duo Asset Management Limited | RO | Asset management | 2017-04-06 | RO | Advising on securities | 2018-11-13 |
| 6 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-02-07 | 2007-04-18 |
| 7 | Lion Global Financial Limited | Rep | Advising on securities | 2008-05-28 | 2010-02-01 | Rep | Asset management | 2008-05-28 | 2010-02-01 | Rep | Dealing in securities | 2009-07-14 | 2010-02-01 |
| 8 | SBI China Capital Asset Management Limited | Rep | Asset management | 2014-09-02 | 2014-09-17 | RO | Asset management | 2014-09-17 | 2015-03-31 |
| 9 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2012-06-06 | 2012-08-11 |
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