Ng, Wai (SFC:AAE362) 吳偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHEKIANG FIRST SECURITIES CO. LIMITED | RO | Advising on corporate finance | 2003-09-22 | RO | Advising on securities | 2003-09-22 | RO | Asset management | 2003-09-22 | RO | Dealing in securities | 2004-03-31 |
| 2 | OCBC Futures Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2003-10-20 | Rep | Asset management | 2003-10-20 | Rep | Dealing in futures contracts | 2004-03-31 |
| 3 | ROOFER SECURITIES LIMITED | RO | Dealing in securities | 2004-10-20 | 2019-07-31 |
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