Kwok, Tack Yan 郭德恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2022-11-01 | |
| 2 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2022-01-20 | 2022-10-14 |
| 3 | ROOFER SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-11-30 | Rep | Advising on securities | 2004-11-30 | Rep | Asset management | 2004-11-30 | Rep | Dealing in securities | 2019-01-31 |
| 4 | WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED | Rep | Dealing in securities | 2019-02-18 | 2022-01-07 |
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