Chau, Kelvin Kwok Wing 周國榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Harmony Advisors Limited | RO | Advising on securities | 2022-06-07 | RO | Dealing in securities | 2022-06-07 |
| 2 | Harmony Capital International Limited | RO | Advising on corporate finance | 2022-06-07 | |
| 3 | Rothschild & Co Hong Kong Limited | RO | Advising on corporate finance | 2005-04-27 | 2022-03-07 | RO | Advising on securities | 2005-04-27 | 2022-03-07 | RO | Dealing in securities | 2005-04-27 | 2022-03-07 |
| 4 | Rothschild & Co Wealth Management Hong Kong Limited | RO | Advising on securities | 2010-08-16 | 2019-10-18 | RO | Dealing in securities | 2010-08-16 | 2019-10-18 |
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