Chan, Janice Wing Yee 陳穎怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2007-10-16 | 2010-08-08 | Rep | Advising on securities | 2007-10-16 | 2010-08-08 | Rep | Dealing in securities | 2007-10-16 | 2010-08-08 |
| 2 | MaiCapital Limited | Rep | Advising on securities | 2018-09-18 | 2019-05-09 | Rep | Asset management | 2018-09-18 | 2019-10-15 | RO | Advising on securities | 2019-05-09 | 2021-01-25 | RO | Asset management | 2019-10-15 | 2021-01-25 |
| 3 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2010-08-16 | 2014-03-27 | Rep | Advising on securities | 2010-08-16 | 2014-03-27 | Rep | Dealing in securities | 2010-08-16 | 2014-03-27 |
| 4 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-02-01 | 2018-02-28 |
| 5 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2016-02-01 | 2018-02-28 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-02-01 | 2018-02-28 |
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