Chan, Lai Suen 陳麗璇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2007-09-21 | 2016-09-28 | Rep | Advising on securities | 2007-09-21 | 2016-09-28 |
| 2 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-10-12 | 2017-04-25 | RO | Advising on corporate finance | 2017-04-25 | 2019-11-21 |
| 3 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2016-10-12 | 2017-04-25 | RO | Advising on securities | 2017-04-25 | 2019-11-21 |
| 4 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-10-12 | 2019-11-21 |
| 5 | Sunny Fortune Capital Limited | Rep | Dealing in securities | 2020-01-15 | 2020-06-01 | RO | Advising on corporate finance | 2020-01-15 | 2021-03-17 | RO | Advising on securities | 2020-01-15 | 2021-03-17 | RO | Dealing in securities | 2020-06-01 | 2021-03-17 |
| 6 | TFI Capital Limited | Rep | Advising on corporate finance | 2023-06-02 | 2023-06-20 | RO | Advising on corporate finance | 2023-06-20 |
| 7 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2023-09-01 |
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