Lai, Wing Yin (SFC:AIY638) 黎詠然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BFIN Private Advisors (Hong Kong) Limited | RO | Advising on securities | 2014-02-21 | 2015-04-30 | RO | Dealing in securities | 2014-02-21 | 2015-04-30 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-08-10 | 2011-04-05 | Rep | Advising on securities | 2005-08-10 | 2011-04-05 | Rep | Dealing in securities | 2005-08-10 | 2011-04-05 | Rep | Advising on corporate finance | 2015-06-02 | 2015-08-05 | Rep | Advising on securities | 2015-06-02 | 2015-08-05 | Rep | Dealing in securities | 2015-06-02 | 2015-08-05 | RO | Advising on corporate finance | 2015-08-05 | 2017-06-27 | RO | Advising on securities | 2015-08-05 | 2017-06-27 | RO | Dealing in securities | 2015-08-05 | 2017-06-27 |
| 3 | FIRST ASIA FINANCE GROUP LIMITED | Rep | Advising on corporate finance | 2003-06-24 | 2004-04-26 |
| 4 | FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-04-27 | 2005-04-15 |
| 5 | PATRIZIA Hong Kong Limited | RO | Advising on securities | 2018-12-19 | RO | Dealing in securities | 2018-12-19 |
| 6 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2011-05-03 | 2012-02-16 | Rep | Advising on securities | 2011-05-03 | 2012-02-16 | Rep | Dealing in securities | 2011-05-03 | 2012-02-16 |
| 7 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-04-18 | 2005-08-02 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy