Peng, Yu Yu 彭煜宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIA CLIMATE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2017-09-11 | 2018-09-21 | Rep | Dealing in securities | 2017-09-11 | 2018-09-21 |
| 2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2018-09-24 | 2019-03-07 | Rep | Asset management | 2018-09-24 | 2019-03-07 | Rep | Dealing in securities | 2018-09-24 | 2019-03-07 | RO | Advising on securities | 2019-03-07 | RO | Asset management | 2019-03-07 | RO | Dealing in securities | 2019-03-07 |
| 3 | Oaktree Capital (Hong Kong) Limited | Rep | Advising on securities | 2012-01-31 | 2014-10-10 | Rep | Dealing in securities | 2012-01-31 | 2014-10-10 |
| 4 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2009-11-05 | 2011-12-14 | Rep | Advising on securities | 2009-11-05 | 2011-12-14 |
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