Yip, Heng 葉鏗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-11-12 | 2010-02-26 | Rep | Advising on securities | 2009-11-12 | 2010-02-26 | Rep | Dealing in securities | 2009-11-12 | 2010-02-26 |
| 2 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-05-17 | 2018-04-16 | Rep | Advising on securities | 2017-05-17 | 2018-04-16 | Rep | Dealing in securities | 2017-05-17 | 2018-04-16 |
| 3 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2010-07-15 | 2014-02-09 | Rep | Advising on securities | 2010-07-15 | 2014-02-09 |
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