Jones Chong, Pauline Ping Lei 莊萍莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ACP Asset Management Limited (d2010-11-05) | RO | Advising on securities | 2007-03-26 | 2009-12-18 | RO | Asset management | 2007-03-26 | 2009-12-18 |
2 | Bright Fund Management Limited | Rep | Advising on securities | 2003-11-08 | 2005-05-04 | Rep | Dealing in securities | 2003-11-08 | 2005-05-04 |
3 | Future Growth Asset Management Limited | RO | Advising on securities | 2010-05-11 | RO | Asset management | 2010-05-11 |
4 | GT ASSET MANAGEMENT LIMITED (d2015-03-13) | RO | Advising on securities | 2006-10-03 | 2006-11-04 | RO | Asset management | 2006-10-03 | 2006-11-04 |
5 | GT CAPITAL LIMITED | Rep | Advising on securities | 2005-12-09 | 2006-08-04 | Rep | Asset management | 2005-12-09 | 2006-09-01 | Rep | Dealing in securities | 2006-01-27 | 2006-08-04 |
6 | PACIFIC WORLD ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-05-12 | 2005-11-09 | Rep | Asset management | 2005-06-27 | 2005-11-09 |
7 | UKFP (Asia) HK Limited | Rep | Advising on corporate finance | 2003-07-08 | Rep | Advising on securities | 2003-07-08 | Rep | Asset management | 2003-07-08 | Rep | Dealing in securities | 2003-07-08 |
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