Cao, Bingchao 曹秉超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citadel Asia Limited | Rep | Asset management | 2008-08-29 | 2009-03-09 |
| 2 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2007-04-13 | 2008-08-08 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2005-09-20 | 2007-02-16 | Rep | Dealing in securities | 2005-09-20 | 2007-02-16 |
| 4 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Asset management | 2012-10-19 | 2014-06-30 |
| 5 | Point72 Hong Kong Limited | Rep | Asset management | 2009-06-01 | 2012-10-03 |
| 6 | Xingtai Capital Management Limited | Rep | Asset management | 2014-09-12 | 2014-10-08 | RO | Asset management | 2014-10-08 |
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