Peng, Shih-Wei
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2007-10-09 | 2007-10-11 | Rep | Dealing in securities | 2007-10-09 | 2007-10-11 | RO | Advising on securities | 2007-10-11 | 2011-04-30 | RO | Dealing in securities | 2007-10-11 | 2011-04-30 |
| 2 | MAN INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2013-10-15 | 2014-01-28 | Rep | Dealing in securities | 2013-10-15 | 2014-01-28 | RO | Advising on securities | 2014-01-28 | 2015-06-22 | RO | Dealing in securities | 2014-01-28 | 2015-06-22 |
| 3 | Neo Risk Investment Advisors Limited | Rep | Advising on securities | 2017-08-21 | 2018-08-07 | Rep | Asset management | 2017-08-21 | 2018-08-07 |
| 4 | Point72 Hong Kong Limited | Rep | Asset management | 2011-05-12 | 2013-08-09 |
| 5 | Quellos (Asia) Limited | RO | Advising on securities | 2007-05-11 | 2007-10-02 | RO | Dealing in securities | 2007-05-11 | 2007-10-02 |
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