Ang, Eric Tai Yue 洪大裕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on futures contracts | 2006-04-19 | 2007-04-13 | Rep | Asset management | 2006-04-19 | 2007-04-13 | Rep | Dealing in securities | 2006-04-19 | 2007-04-13 | RO | Advising on futures contracts | 2007-04-13 | 2007-08-18 | RO | Asset management | 2007-04-13 | 2007-08-18 | RO | Dealing in securities | 2007-04-13 | 2007-08-18 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2012-04-26 | 2021-07-07 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-06-03 | 2010-09-20 | Rep | Dealing in securities | 2009-06-03 | 2010-09-20 | Rep | Advising on futures contracts | 2009-06-24 | 2010-09-20 | Rep | Advising on securities | 2009-06-24 | 2010-09-20 |
| 4 | Macquarie Asia Securities Limited | Rep | Advising on securities | 2021-10-20 | Rep | Dealing in securities | 2021-10-20 |
| 5 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-08-29 | 2008-12-12 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-08-29 | 2008-12-12 | Rep | Dealing in securities | 2007-08-29 | 2008-12-12 |
| 7 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-12-15 | 2012-02-03 |
| 8 | T. ROWE PRICE INTERNATIONAL, INC. | Rep | Advising on corporate finance | 2004-10-13 | Rep | Advising on securities | 2005-09-05 | Rep | Asset management | 2005-09-05 |
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