Cai, Yun (SFC:AMY763) 蔡韻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2015-01-21 | 2015-08-14 |
| 2 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2008-01-15 | 2009-07-17 |
| 3 | Optimas Capital Limited | RO | Asset management | 2016-07-14 | 2018-12-12 |
| 4 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2009-08-18 | 2012-02-03 |
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