Chen, Chen (SFC:AVZ038) 陳晨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2013-07-23 | 2016-07-01 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2012-06-18 | 2013-04-12 | Rep | Dealing in securities | 2012-06-18 | 2013-04-12 |
| 3 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2020-11-23 | |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2012-03-19 | 2012-05-17 |
| 5 | Optimas Capital Limited | RO | Asset management | 2016-07-14 | 2020-08-31 | RO | Advising on securities | 2017-08-04 | 2020-08-31 | RO | Dealing in securities | 2017-08-04 | 2020-08-31 |
| 6 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-09-30 | 2012-02-03 |
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