Chen, Tzu-Yuan (SFC:ARP301) 陳姿元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2012-04-12 | 2012-10-31 | Rep | Asset management | 2012-04-12 | 2012-10-31 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2008-09-11 | 2010-08-04 |
| 3 | Polen Capital HK Limited | Rep | Advising on securities | 2012-10-04 | 2014-04-24 | Rep | Asset management | 2012-10-04 | 2014-04-24 |
| 4 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-09-10 | 2012-02-03 |
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