Chiu, Wing Fai 趙永輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2004-07-21 | Rep | Advising on securities | 2004-07-21 | Rep | Asset management | 2004-07-21 | Rep | Automated trading services | 2004-07-21 | Rep | Dealing in securities | 2004-07-21 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2013-02-18 | 2013-08-05 |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2006-08-31 | 2008-04-07 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2004-07-22 | 2006-07-26 | Rep | Advising on securities | 2013-08-08 | 2014-08-18 | RO | Advising on securities | 2014-08-18 | 2016-01-18 |
| 5 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-11-24 | 2012-02-03 |
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