Gu, Xiang (SFC:AMF482) 谷香
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-06 | 2010-07-29 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2005-07-13 | 2005-08-31 | Rep | Dealing in securities | 2005-07-13 | 2005-08-31 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-13 | 2005-08-31 |
| 4 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-04-20 | 2014-01-10 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-20 | 2014-01-10 |
| 6 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2009-03-19 | 2009-03-19 | Rep | Dealing in securities | 2009-03-19 | 2009-03-19 |
| 7 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-07-14 | 2008-11-20 | Rep | Dealing in securities | 2006-07-14 | 2008-11-20 |
| 8 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-07-14 | 2008-11-20 | Rep | Dealing in futures contracts | 2006-07-14 | 2008-11-20 |
| 9 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-08-30 | 2012-02-03 |
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