Miao, Fan 苗帆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2012-06-01 | 2012-08-06 |
2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-05-16 | 2019-01-05 |
3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2013-07-24 | 2014-04-11 |
4 | China Vered Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-09-01 | 2021-10-15 | Rep | Asset management | 2021-09-01 | 2021-10-15 |
5 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2012-10-29 | 2013-03-07 |
6 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-03-04 | 2012-02-03 |
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