Shih, Aaron 施昌勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2012-10-04 | 2014-02-12 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-15 | 2009-07-20 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-02 | Rep | Asset management | 2003-12-02 | Rep | Automated trading services | 2003-12-02 | Rep | Advising on securities | 2008-12-11 | Rep | Dealing in securities | 2008-12-11 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2012-03-05 | 2012-09-12 | Rep | Dealing in securities | 2012-03-05 | 2012-09-12 |
| 5 | ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-22 | 2015-07-10 |
| 6 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-08-11 | 2012-02-17 | Rep | Advising on securities | 2009-09-30 | 2010-04-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy