Tam, Tommy Yuk Tong 譚毓棠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2013-03-08 | 2017-02-27 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2014-08-28 | 2020-02-03 | Rep | Dealing in futures contracts | 2014-08-28 | 2020-02-03 | Rep | Dealing in securities | 2014-08-28 | 2020-02-03 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-02-21 | 2022-11-21 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-02-21 | 2022-11-21 | Rep | Dealing in securities | 2020-02-21 | 2022-11-21 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2012-03-01 | 2012-07-26 |
| 6 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-10-06 | 2012-02-03 |
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