Tsoi, Man (SFC:AIU275) 蔡雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2017-11-07 | 2018-02-27 | RO | Advising on securities | 2018-02-27 | 2019-07-26 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2006-08-17 | 2008-04-07 |
| 3 | Crosby Securities Limited | Rep | Advising on securities | 2013-03-26 | 2013-08-13 | Rep | Dealing in securities | 2013-03-26 | 2014-10-24 | RO | Advising on securities | 2013-08-13 | 2014-10-24 | Rep | Advising on securities | 2015-04-08 | 2015-04-22 | Rep | Dealing in securities | 2015-04-08 | 2017-10-20 | RO | Advising on securities | 2015-04-22 | 2017-10-20 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2005-11-11 | 2006-06-29 |
| 5 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2010-11-29 | 2012-02-03 |
| 6 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-06-11 | 2004-08-24 |
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