Wong, Po Chin 黃步前

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED Rep Dealing in securities 2017-02-15 2018-10-19
2 China Renaissance Securities (Hong Kong) Limited Rep Dealing in securities 2019-01-07 2019-10-17
Rep Advising on securities 2019-02-01 2019-10-17
3 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2005-04-23 2006-08-05
4 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2021-04-13
Rep Advising on securities 2021-05-12
5 MACQUARIE CAPITAL LIMITED Rep Dealing in securities 2012-03-08 2012-11-30
6 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in securities 2008-08-08 2009-08-15
7 SAMSUNG SECURITIES (ASIA) LIMITED Rep Dealing in securities 2009-09-28 2012-02-03
Rep Advising on securities 2009-10-16 2012-02-03
8 UBS SECURITIES ASIA LIMITED Rep Dealing in securities 2006-09-04 2008-07-04
Rep Dealing in futures contracts 2008-06-05 2008-07-04
9 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2016-08-05 2017-01-27
10 Yellow River Securities Limited Rep Dealing in securities 2020-04-14 2021-03-29

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