Wuh, Paul I
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-05-18 | 2008-09-29 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-10 | 2009-04-30 |
3 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2009-08-17 | 2012-02-03 |
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