Fan, Ernest Kwong Hung 范廣鴻

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED Rep Advising on corporate finance 2003-07-03
SG Asset Finance (Hong Kong) Limited Rep 2003-07-03
2 Newedge Broker Hong Kong Limited Rep Advising on futures contracts 2003-07-03
3 CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2003-07-03
SG Asset Finance (Hong Kong) Limited Rep 2003-07-03
4 CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED Rep Asset management 2003-07-03
Newedge Broker Hong Kong Limited Rep 2003-07-03
SG Asset Finance (Hong Kong) Limited Rep 2003-07-03
5 Newedge Broker Hong Kong Limited Rep Automated trading services 2003-07-03
SG Asset Finance (Hong Kong) Limited Rep 2003-07-03
6 Newedge Broker Hong Kong Limited Rep Dealing in futures contracts 2003-07-03
MAGIC COMPASS FUTURES LIMITED Rep 2003-07-11 2004-01-07
DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED Rep 2004-01-13 2004-02-09
MAGIC COMPASS FUTURES LIMITED Rep 2004-03-01 2006-01-31
UPBEST COMMODITIES COMPANY LIMITED Rep 2006-02-03 2008-11-03
SANFULL FUTURES LIMITED Rep 2008-11-20
7 CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2003-07-03
SG Asset Finance (Hong Kong) Limited Rep 2003-07-03
Prime Cdex Securities Limited Rep 2003-07-11 2004-01-07
Daiwa Capital Markets Hong Kong Limited Rep 2004-01-13 2004-02-09
DAIWA SECURITIES SMBC (ASIA) LIMITED Rep 2004-01-13 2004-02-09
Prime Cdex Securities Limited Rep 2004-03-01 2006-01-31
UPBEST SECURITIES COMPANY LIMITED Rep 2006-02-03 2008-11-03
SANFULL SECURITIES LIMITED Rep 2008-11-20

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