Leung, Shing Wai (SFC:ACZ462) 梁成偉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) Rep Advising on corporate finance 2003-08-22
2 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) Rep Advising on securities 2003-08-22
3 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) Rep Asset management 2003-08-22
SINOPAC SECURITIES (ASIA) LIMITED Rep 2019-06-13 2020-02-06
Octal Capital Asset Management Limited Rep 2020-07-16 2020-09-29
Octal Capital Asset Management Limited RO 2020-09-29 2021-05-05
Octal Capital Asset Management Limited Rep 2021-05-05 2021-07-31
4 BOCI COMMODITIES & FUTURES LIMITED Rep Dealing in futures contracts 2005-04-04 2006-01-23
BOCI SECURITIES LIMITED Rep 2005-10-13 2006-01-23
BOCOM International Holdings Company Limited Rep 2006-01-26 2006-10-17
SANFULL FUTURES LIMITED Rep 2008-03-07 2015-01-20
GUOYUAN FUTURES (HONG KONG) LIMITED Rep 2015-01-28 2016-06-20
SINOPAC SECURITIES (ASIA) LIMITED Rep 2016-07-11 2017-02-12
SINOPAC SECURITIES (ASIA) LIMITED Rep 2017-02-13 2020-02-06
5 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) Rep Dealing in securities 2003-08-22
FUHWA SECURITIES (HONG KONG) CO., LIMITED Rep 2003-09-16 2004-09-20
BOCI SECURITIES LIMITED Rep 2004-09-21 2006-01-23
BOCOM International Holdings Company Limited Rep 2006-01-26 2006-10-17
SANFULL SECURITIES LIMITED Rep 2006-10-19 2015-01-20
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED Rep 2015-01-28 2016-06-20
SINOPAC SECURITIES (ASIA) LIMITED Rep 2016-07-11 2017-02-03
SINOPAC SECURITIES (ASIA) LIMITED RO 2017-02-03 2017-02-12
SINOPAC SECURITIES (ASIA) LIMITED RO 2017-02-13 2020-02-06

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