Wong, Wang Fung 黃宏鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on securities | 2004-08-11 | 2006-09-11 | Rep | Dealing in securities | 2004-08-11 | 2006-09-11 | Rep | Advising on securities | 2007-03-16 | 2011-11-28 | Rep | Dealing in securities | 2007-03-16 | 2011-11-28 |
| 2 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2012-04-10 | 2012-05-21 |
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