Ma, Kent Kin Fan 馬健勳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Apollo Asset Management Limited (HK) | RO | Advising on securities | 2015-03-06 | 2016-09-12 | RO | Asset management | 2015-03-06 | 2016-09-12 |
| 2 | COFCO Asset Management (International) Company Limited | RO | Asset management | 2015-03-06 | 2016-09-12 |
| 3 | Everpine Asset Management Limited | RO | Advising on securities | 2023-12-04 | RO | Asset management | 2023-12-04 |
| 4 | SATTVA INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2007-06-12 | 2009-10-08 | Rep | Advising on futures contracts | 2007-11-01 | 2009-10-08 | RO | Advising on futures contracts | 2009-10-08 | 2013-03-31 | RO | Advising on securities | 2009-10-08 | 2013-03-31 | RO | Asset management | 2009-10-08 | 2013-03-31 |
| 5 | TFI Asset Management Limited | Rep | Advising on securities | 2016-10-03 | 2016-11-09 | Rep | Asset management | 2016-10-03 | 2016-11-09 | RO | Advising on futures contracts | 2016-11-09 | 2023-01-02 | RO | Advising on securities | 2016-11-09 | 2023-01-02 | RO | Asset management | 2016-11-09 | 2023-01-02 |
| 6 | WELLCHAMP CAPITAL LIMITED | Rep | Advising on securities | 2005-05-09 | 2007-02-06 | Rep | Asset management | 2005-05-09 | 2007-02-06 |
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