Cheng, Tai Pui 鄭棣培
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HARMONY ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-10-17 | 2015-09-21 |
| 2 | Matrix Asset Management Limited | RO | Asset management | 2016-09-14 | 2018-02-28 | RO | Advising on securities | 2016-10-03 | 2018-02-28 |
| 3 | Matrix Securities Limited | RO | Dealing in securities | 2017-07-07 | 2018-02-28 |
| 4 | SBI China Capital Commodities Limited | Rep | Advising on futures contracts | 2003-07-16 | Rep | Asset management | 2007-07-12 | Rep | Dealing in futures contracts | 2007-07-12 | RO | Dealing in futures contracts | 2007-07-12 | 2008-01-12 | RO | Asset management | 2007-07-12 | 2009-02-13 | Rep | Dealing in futures contracts | 2008-01-31 | 2009-02-13 | Rep | Asset management | 2009-03-05 | 2009-05-15 | Rep | Dealing in futures contracts | 2009-03-05 | 2013-02-28 | RO | Asset management | 2009-05-15 | 2013-02-28 |
| 5 | SBI China Capital Financial Services Limited | Rep | Asset management | 2008-09-23 | 2009-02-13 | Rep | Dealing in securities | 2008-09-23 | 2009-02-13 | Rep | Asset management | 2009-03-05 | 2013-03-21 | Rep | Dealing in securities | 2009-03-05 | 2013-03-21 |
| 6 | SBI China Capital Securities Limited | Rep | Advising on corporate finance | 2003-07-16 | Rep | Advising on securities | 2003-07-16 | Rep | Asset management | 2009-02-13 | Rep | Dealing in securities | 2009-02-13 | Rep | Asset management | 2009-03-05 | 2011-09-30 | Rep | Dealing in securities | 2009-03-05 | 2011-09-30 |
| 7 | SINOMAX SECURITIES LIMITED | Rep | Dealing in securities | 2015-11-25 | 2016-08-19 | RO | Advising on securities | 2016-08-19 | 2016-08-19 | RO | Asset management | 2016-08-19 | 2016-08-19 | RO | Dealing in securities | 2016-08-19 | 2016-08-19 |
| 8 | YF ASSET MANAGEMENT LIMITED | RO | Asset management | 2013-04-16 | 2014-04-15 | Rep | Advising on securities | 2018-03-05 | 2018-04-03 | Rep | Asset management | 2018-03-05 | 2018-04-03 | RO | Advising on securities | 2018-04-03 | RO | Asset management | 2018-04-03 | Rep | Advising on futures contracts | 2018-08-13 | 2019-02-12 | RO | Advising on futures contracts | 2019-02-12 |
| 9 | YF FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-04-16 | 2014-04-15 | Rep | Dealing in futures contracts | 2018-08-13 | 2019-02-12 | RO | Dealing in futures contracts | 2019-02-12 |
| 10 | YF SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-04-16 | 2014-04-15 | Rep | Dealing in securities | 2018-03-05 | 2018-04-03 | RO | Dealing in securities | 2018-04-03 |
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