Chan, Pui Sing 陳沛昇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2015-04-01 | 2022-07-07 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-04-01 | 2022-07-07 |
| 3 | EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-18 | 2011-05-18 |
| 4 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2011-07-28 | 2013-02-28 |
| 5 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2011-07-28 | 2015-02-26 | Rep | Advising on securities | 2014-10-22 | 2015-02-26 |
| 6 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2011-07-28 | 2011-09-30 |
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