Huo, Ling 霍玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-06-20 | 2010-04-10 |
| 2 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-07-22 | 2010-04-10 |
| 3 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2010-12-03 | 2012-03-16 |
| 4 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2010-12-03 | 2012-03-16 |
| 5 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2008-01-04 | 2008-01-30 | Rep | Dealing in securities | 2010-12-03 | 2011-09-30 |
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