Wong, Joseph Yan Po 黃恩寶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SBI China Capital Commodities Limited | Rep | Advising on futures contracts | 2003-07-30 | Rep | Asset management | 2013-02-28 | Rep | Dealing in futures contracts | 2013-02-28 |
2 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | Rep | Advising on corporate finance | 2003-07-30 | Rep | Advising on securities | 2003-07-30 | Rep | Asset management | 2005-02-23 | Rep | Asset management | 2008-09-23 |
3 | SBI China Capital Securities Limited | Rep | Advising on corporate finance | 2003-07-30 | Rep | Advising on securities | 2003-07-30 | Rep | Asset management | 2011-09-30 | Rep | Dealing in securities | 2011-09-30 |
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