Lau, Yuen Shing 劉原誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2013-05-31 | 2016-02-24 |
| 2 | HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | Rep | Advising on corporate finance | 2017-10-06 | 2018-05-17 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2017-10-06 | 2018-05-17 | Rep | Dealing in securities | 2017-10-06 | 2018-05-17 |
| 4 | SBI China Capital Financial Services Limited | Rep | Advising on securities | 2011-09-07 | 2013-04-05 |
| 5 | SBI China Capital Securities Limited | Rep | Advising on securities | 2011-09-07 | 2011-09-30 |
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