Ho, Winnie Wai Yee 何慧兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-20 | Rep | Advising on securities | 2004-10-20 | Rep | Asset management | 2006-07-23 | Rep | Dealing in securities | 2006-07-23 | Rep | Advising on securities | 2005-01-24 | 2006-07-23 |
| 2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2012-08-28 | 2015-05-18 |
| 3 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2012-08-28 | 2015-05-18 |
| 4 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-06-17 | 2018-08-15 |
| 5 | Principal Investment & Retirement Services Limited | Rep | Dealing in securities | 2015-12-01 | 2018-08-15 |
| 6 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2006-08-04 | 2012-08-21 | Rep | Asset management | 2006-08-04 | 2012-08-21 | Rep | Dealing in securities | 2006-08-04 | 2012-08-21 |
| 7 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2019-07-15 | Rep | Dealing in securities | 2019-07-15 |
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