Luo, Laura Ying 羅瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-09-12 | 2018-02-28 | Rep | Asset management | 2013-09-12 | 2018-02-28 | Rep | Advising on futures contracts | 2013-09-12 | 2019-09-30 | Rep | Dealing in securities | 2013-09-12 | 2019-09-30 | RO | Advising on securities | 2018-02-28 | 2019-09-30 | RO | Asset management | 2018-02-28 | 2019-09-30 |
| 2 | GL China Equity HK Management Limited | Rep | Advising on securities | 2020-05-07 | 2022-08-17 | Rep | Asset management | 2020-05-07 | 2022-08-17 | RO | Advising on securities | 2022-08-17 | RO | Asset management | 2022-08-17 |
| 3 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-02 | Rep | Advising on securities | 2013-07-25 | Rep | Asset management | 2013-07-25 |
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