Serocold, Mark Joseph Pearce
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2012-05-02 | 2016-04-05 | Rep | Asset management | 2012-05-02 | 2016-04-05 | Rep | Dealing in securities | 2012-05-02 | 2016-04-05 |
| 2 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2010-11-23 | 2012-04-13 | Rep | Asset management | 2010-11-23 | 2012-04-13 | Rep | Dealing in securities | 2010-11-23 | 2012-04-13 |
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