Wooldridge, Sherry Lin 林淑娥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2005-08-22 | 2010-04-19 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-05-02 | Rep | Advising on securities | 2003-05-02 | Rep | Asset management | 2003-05-02 |
| 3 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2010-05-03 |
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