Edwards, Christopher James (SFC:ABN712)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-03-03 | 2004-07-12 |
2 | EIP Alpha Limited | Rep | Advising on futures contracts | 2015-06-15 | 2018-07-06 | Rep | Advising on securities | 2015-06-15 | 2018-07-06 | Rep | Asset management | 2015-06-15 | 2018-07-06 | RO | Advising on futures contracts | 2018-07-06 | 2021-02-26 | RO | Advising on securities | 2018-07-06 | 2021-02-26 | RO | Asset management | 2018-07-06 | 2021-02-26 |
3 | ENHANCED INVESTMENT PRODUCTS LIMITED | RO | Advising on futures contracts | 2020-06-02 | 2021-02-26 | RO | Advising on securities | 2020-06-02 | 2021-02-26 | RO | Asset management | 2020-06-02 | 2021-02-26 |
4 | Fortune Origin Securities Limited | Rep | Advising on securities | 2015-01-20 | 2015-06-05 |
5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2005-03-03 | 2006-06-23 | Rep | Advising on securities | 2005-03-03 | 2006-06-23 | Rep | Dealing in futures contracts | 2005-03-03 | 2006-06-23 | Rep | Dealing in securities | 2005-03-03 | 2006-06-23 |
6 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-07-24 | 2007-09-05 | Rep | Dealing in securities | 2006-09-07 | 2007-09-05 | Rep | Dealing in futures contracts | 2007-06-18 | 2007-09-05 |
7 | Segantii Capital Management Limited | Rep | Asset management | 2011-07-07 | 2012-08-07 |
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