Lam, Ka Shing (SFC:AVI552) 林嘉成

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on futures contracts 2014-10-16 2016-03-22
2 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on securities 2014-10-16 2016-03-22
3 Segantii Capital Management Limited Rep Asset management 2011-04-01 2012-04-04
LMR Partners Limited Rep 2016-06-01 2020-02-05
Schonfeld Strategic Advisors (Hong Kong) Limited Rep 2020-03-02 2022-06-02
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Rep 2022-12-05
4 ALL OPTIONS ASIA LIMITED Rep Dealing in futures contracts 2010-06-17 2010-12-31
All Options Hong Kong Limited Rep 2010-06-17 2010-12-31
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2014-10-16 2016-03-22
5 ALL OPTIONS ASIA LIMITED Rep Dealing in securities 2010-06-17 2010-12-31
All Options Hong Kong Limited Rep 2010-06-17 2010-12-31
BALI SECURITIES CO. LIMITED Rep 2012-04-24 2014-08-31
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2014-10-16 2016-03-22

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