Lam, Ka Shing (SFC:AVI552) 林嘉成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2014-10-16 | 2016-03-22 |
2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2014-10-16 | 2016-03-22 |
3 | Segantii Capital Management Limited | Rep | Asset management | 2011-04-01 | 2012-04-04 | LMR Partners Limited | Rep | 2016-06-01 | 2020-02-05 | Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | 2020-03-02 | 2022-06-02 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 2022-12-05 |
4 | ALL OPTIONS ASIA LIMITED | Rep | Dealing in futures contracts | 2010-06-17 | 2010-12-31 | All Options Hong Kong Limited | Rep | 2010-06-17 | 2010-12-31 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 2014-10-16 | 2016-03-22 |
5 | ALL OPTIONS ASIA LIMITED | Rep | Dealing in securities | 2010-06-17 | 2010-12-31 | All Options Hong Kong Limited | Rep | 2010-06-17 | 2010-12-31 | BALI SECURITIES CO. LIMITED | Rep | 2012-04-24 | 2014-08-31 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 2014-10-16 | 2016-03-22 |
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