Lee, Soo Kai 李書楷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2009-05-07 | 2010-03-22 | Rep | Advising on securities | 2009-09-18 | 2010-03-22 |
| 2 | RHB SECURITIES HONG KONG LIMITED | RO | Advising on securities | 2006-11-17 | 2007-06-05 |
| 3 | Select Investment Services Limited (HK) | RO | Advising on securities | 2011-09-16 | 2012-03-16 | RO | Dealing in securities | 2011-09-16 | 2012-03-16 |
| 4 | SHINKO SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-07-30 | 2009-05-06 |
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