Jacoel, Suzi-kay
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2005-08-18 | 2008-11-20 | Rep | Dealing in securities | 2005-08-18 | 2008-11-20 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-03-28 | 2008-11-20 | Rep | Dealing in futures contracts | 2007-03-28 | 2008-11-20 |
| 3 | SENRIGAN CAPITAL GROUP LIMITED | Rep | Asset management | 2011-05-11 | 2015-07-01 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-09-01 | 2011-04-09 |
| 5 | ZEAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-10-13 | 2010-08-25 | Rep | Asset management | 2009-10-13 | 2010-08-25 |
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