Kim, Jong Beum 金鍾範
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SG SECURITIES (HK) LIMITED | RO | Automated trading services | 2014-09-06 | RO | Dealing in securities | 2014-09-06 | RO | Advising on corporate finance | 2003-08-27 | 2004-11-19 | RO | Dealing in futures contracts | 2003-12-16 | 2014-09-06 |
| 2 | THREE STONES CAPITAL LIMITED | RO | Asset management | 2015-11-11 | 2020-08-06 | RO | Advising on futures contracts | 2017-10-09 | 2020-08-06 | RO | Advising on securities | 2017-10-09 | 2020-08-06 |
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