Poix, Arnaud Bernard Fabrice Noel

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ICAP Securities Hong Kong Limited RO Automated trading services 2021-01-05 2022-06-01
RO Dealing in futures contracts 2021-01-05 2022-06-01
RO Dealing in securities 2021-01-05 2022-06-01
2 SG SECURITIES (HK) LIMITED Rep Automated trading services 2009-06-19 2010-06-18
Rep Dealing in futures contracts 2009-06-19 2010-06-18
Rep Dealing in securities 2009-06-19 2010-06-18
RO Automated trading services 2010-06-18 2011-12-17
RO Dealing in futures contracts 2010-06-18 2011-12-17
RO Dealing in securities 2010-06-18 2011-12-17
Rep Automated trading services 2013-10-28 2014-03-19
Rep Dealing in futures contracts 2013-10-28 2014-03-19
Rep Dealing in securities 2013-10-28 2014-03-19
RO Automated trading services 2014-03-19 2015-06-29
RO Dealing in futures contracts 2014-03-19 2015-06-29
RO Dealing in securities 2014-03-19 2015-06-29
3 TULLETT PREBON (HONG KONG) LIMITED RO Automated trading services 2021-01-05 2022-06-01
RO Dealing in futures contracts 2021-01-05 2022-06-01
RO Dealing in securities 2021-01-05 2022-06-01

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