Poix, Arnaud Bernard Fabrice Noel

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SG SECURITIES (HK) LIMITED Rep Automated trading services 2009-06-19 2010-06-18
SG SECURITIES (HK) LIMITED RO 2010-06-18 2011-12-17
SG SECURITIES (HK) LIMITED Rep 2013-10-28 2014-03-19
SG SECURITIES (HK) LIMITED RO 2014-03-19 2015-06-29
ICAP Securities Hong Kong Limited RO 2021-01-05 2022-06-01
TULLETT PREBON (HONG KONG) LIMITED RO 2021-01-05 2022-06-01
2 SG SECURITIES (HK) LIMITED Rep Dealing in futures contracts 2009-06-19 2010-06-18
SG SECURITIES (HK) LIMITED RO 2010-06-18 2011-12-17
SG SECURITIES (HK) LIMITED Rep 2013-10-28 2014-03-19
SG SECURITIES (HK) LIMITED RO 2014-03-19 2015-06-29
ICAP Securities Hong Kong Limited RO 2021-01-05 2022-06-01
TULLETT PREBON (HONG KONG) LIMITED RO 2021-01-05 2022-06-01
3 SG SECURITIES (HK) LIMITED Rep Dealing in securities 2009-06-19 2010-06-18
SG SECURITIES (HK) LIMITED RO 2010-06-18 2011-12-17
SG SECURITIES (HK) LIMITED Rep 2013-10-28 2014-03-19
SG SECURITIES (HK) LIMITED RO 2014-03-19 2015-06-29
ICAP Securities Hong Kong Limited RO 2021-01-05 2022-06-01
TULLETT PREBON (HONG KONG) LIMITED RO 2021-01-05 2022-06-01

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