Rodier, Florent Edouard Marie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2020-11-12 | 2023-07-07 | Rep | Dealing in securities | 2020-11-12 | 2023-07-07 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2012-08-23 | 2020-10-30 | Rep | Dealing in securities | 2012-08-23 | 2020-10-30 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-09-13 | 2009-06-24 | Rep | Automated trading services | 2007-09-13 | 2011-01-19 | Rep | Dealing in futures contracts | 2007-09-13 | 2011-01-19 | RO | Dealing in securities | 2009-06-24 | 2012-06-16 | RO | Dealing in futures contracts | 2011-01-19 | 2011-07-19 | RO | Automated trading services | 2011-01-19 | 2012-06-16 | Rep | Dealing in futures contracts | 2011-08-19 | 2012-06-16 |
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