Thomas, Gregoire Adrien Clement
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2018-04-11 | 2019-08-31 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2017-07-12 | 2017-11-30 | Rep | Dealing in securities | 2017-07-12 | 2017-11-30 | RO | Dealing in futures contracts | 2017-11-30 | 2019-08-31 | RO | Dealing in securities | 2017-11-30 | 2019-08-31 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-04-10 | 2011-04-08 | Rep | Automated trading services | 2009-07-20 | 2011-04-08 | Rep | Dealing in futures contracts | 2009-07-20 | 2011-04-08 | RO | Automated trading services | 2011-04-08 | 2017-03-08 | RO | Dealing in futures contracts | 2011-04-08 | 2017-03-08 | RO | Dealing in securities | 2011-04-08 | 2017-03-08 |
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