Tse, Gilbert Man Kit 謝文杰

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SG SECURITIES (HK) LIMITED RO Dealing in securities 2010-08-23 2012-06-18
2 SG SECURITIES (HK) LIMITED Rep Dealing in securities 2012-12-20 2013-07-08
3 SG SECURITIES (HK) LIMITED RO Advising on securities 2013-07-08 2014-10-26
4 SG SECURITIES (HK) LIMITED RO Dealing in securities 2013-07-08 2014-10-26
5 SG SECURITIES (HK) LIMITED RO Asset management 2013-08-07 2014-10-26
6 StormHarbour Securities (Hong Kong) Limited RO Advising on securities 2017-10-04
7 StormHarbour Securities (Hong Kong) Limited RO Asset management 2017-10-04
8 StormHarbour Securities (Hong Kong) Limited RO Dealing in securities 2017-10-04

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